Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gaynor Coombs
IRN GXC01300
- (1199)CF1 Director (AR) (1 Dec 2001 to 25 Aug 2004)
Geoff O'Sullivan
IRN GJO00011
- (2490)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Geoffrey Bert Jackson
IRN GBJ00003
- (2990)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
Geoffrey Carless Thomas
IRN GCT00004
- (2175)CF21 Investment Adviser (7 Mar 2003 to 29 Oct 2007)
- (2174)CF22 Investment Adviser (Trainee) (11 Jul 2002 to 7 Mar 2003)
Geoffrey John Caves
IRN GJC01090
- (499)CF1 Director (AR) (1 Dec 2001 to 4 Apr 2006)
Geoffrey Paul Neely
IRN GPN00001
- (2523)CF21 Investment Adviser (13 Jan 2005 to 18 Feb 2005)
Geoffrey William Exton
IRN GWE00003
- (1012)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
George Crawford Richmond
IRN GCR00012
- (2377)CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2002)
George David Morgan
IRN GDM00025
- (151)CF4 Partner (AR) (1 Dec 2001 to 11 Mar 2005)
George Davidson Taylor
IRN GDT00006
- (522)CF7 Sole Trader (AR) (16 May 2003 to 23 Jun 2003)
- (523)CF4 Partner (AR) (30 Apr 2002 to 16 May 2003)

Smaller firms operating under this firm's FCA authorisation.

Wigginton Roberts Ltd (no longer appointed)
FRN 194578 · Appointed 4 Dec 2000 · Until 1 Dec 2001
Green Mortgage Solutions (no longer appointed)
FRN 194693 · Appointed 1 Dec 2000 · Until 21 Jul 2002
Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 1 Dec 2000 · Until 1 Dec 2001
Ardent Financial Services Ltd (no longer appointed)
FRN 194388 · Appointed 30 Nov 2000 · Until 9 Jan 2002
Heritage Will Services (Essex) (no longer appointed)
FRN 194391 · Appointed 30 Nov 2000 · Until 14 May 2002
Michael J Drake (no longer appointed)
FRN 194389 · Appointed 24 Nov 2000 · Until 26 Apr 2006
Keith Wood Mortgage & Financial Services (no longer appointed)
FRN 194193 · Appointed 24 Nov 2000 · Until 10 Mar 2003
Taylor Engall Estate Agents (no longer appointed)
FRN 194194 · Appointed 21 Nov 2000 · Until 25 Apr 2002
TFB Financial Services (no longer appointed)
FRN 194319 · Appointed 20 Nov 2000 · Until 5 Jun 2002
Val Williams Ltd (no longer appointed)
FRN 194323 · Appointed 16 Nov 2000 · Until 15 Sep 2003

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (45)SMF16 Compliance Oversight
13 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
13 hours ago
controlled function added: (40)[FCA CF] Material risk taker
13 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
13 hours ago
controlled function added: (38)[FCA CF] Significant management
13 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.