Geoffrey Carless Thomas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jul 2023)
    • CF30 Customer (13 Nov 2013 to 8 Dec 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (7 Mar 2003 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jul 2002 to 7 Mar 2003)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (7 Mar 2003 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jul 2002 to 7 Mar 2003)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.