Geoffrey John Caves

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dudley Building Society (no longer approved here)

    FRN 161294

    • CF10 Compliance Oversight (16 Mar 2011 to 29 Mar 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 29 Mar 2012)
    • CF1 Director (1 Dec 2001 to 29 Mar 2012)
    • CF3 Chief Executive (1 Dec 2001 to 29 Mar 2012)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF1 Director (AR) (1 Dec 2001 to 4 Apr 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (AR) (1 Dec 2001 to 4 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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