Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Pank
IRN DXP00156
- CF1 Director (AR) (7 Aug 2003 to 16 Mar 2005)
- CF4 Partner (AR) (1 Dec 2001 to 7 Aug 2003)
David Paolo Rutherford
IRN DPR00015
- CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
- CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
David Paul Leslie
IRN DPL01048
- CF22 Investment Adviser (Trainee) (18 Aug 2006 to 29 Oct 2007)
David Paul Webster
IRN DPW00016
- CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 6 Aug 2004)
David Peter Airs
IRN DPA00006
- CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)
David Philip Howl
IRN DPH00004
- CF21 Investment Adviser (27 Feb 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 May 2005 to 27 Feb 2006)
David Philip Taylor
IRN DPT00012
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jul 2004)
David Reid Joiner
IRN DRJ00002
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
David Robert Acford
IRN DRA00013
- CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
David Robert Easteal
IRN DRE01034
- CF21 Investment Adviser (14 Nov 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Jun 2006 to 14 Nov 2006)

Smaller firms operating under this firm's FCA authorisation.

Wigginton Roberts Ltd (no longer appointed)
FRN 194578 · Appointed 4 Dec 2000 · Until 1 Dec 2001
Green Mortgage Solutions (no longer appointed)
FRN 194693 · Appointed 1 Dec 2000 · Until 21 Jul 2002
Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 1 Dec 2000 · Until 1 Dec 2001
Ardent Financial Services Ltd (no longer appointed)
FRN 194388 · Appointed 30 Nov 2000 · Until 9 Jan 2002
Heritage Will Services (Essex) (no longer appointed)
FRN 194391 · Appointed 30 Nov 2000 · Until 14 May 2002
Michael J Drake (no longer appointed)
FRN 194389 · Appointed 24 Nov 2000 · Until 26 Apr 2006
Keith Wood Mortgage & Financial Services (no longer appointed)
FRN 194193 · Appointed 24 Nov 2000 · Until 10 Mar 2003
Taylor Engall Estate Agents (no longer appointed)
FRN 194194 · Appointed 21 Nov 2000 · Until 25 Apr 2002
TFB Financial Services (no longer appointed)
FRN 194319 · Appointed 20 Nov 2000 · Until 5 Jun 2002
Val Williams Ltd (no longer appointed)
FRN 194323 · Appointed 16 Nov 2000 · Until 15 Sep 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.