Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 16 Mar 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Mar 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 16 Mar 2021)
- CF10 Compliance Oversight (4 Sep 2017 to 8 Dec 2019)
- CF1 Director (4 Sep 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (4 Sep 2017 to 30 Sep 2018)
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- (2)Employed By (12 Jan 2006 to 6 Dec 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.