Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Adams
IRN DXA00051
- CF1 Director (AR) (6 Sep 2004 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2004)
David Alan Laver
IRN DAL00043
- CF1 Director (AR) (1 Dec 2001 to 27 Nov 2003)
David Alexander Ravely Guest
IRN DAG00072
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Alfred Wills
IRN DAW00029
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
David Allen
IRN DXA00123
- CF1 Director (AR) (1 Dec 2001 to 11 Mar 2003)
David Alyn Merriman
IRN DAM01187
- CF22 Investment Adviser (Trainee) (24 Apr 2006 to 29 Oct 2007)
David Andrew Brooman
IRN DAB00009
- CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Sep 2002 to 2 Apr 2003)
David Andrew Gill
IRN DAG01078
- CF21 Investment Adviser (6 Jan 2005 to 3 Feb 2006)
David Andrew Matthews-Hillyard
IRN DAM00038
- CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2005)
David Ansell
IRN DBA00001
- CF21 Investment Adviser (22 Dec 2004 to 23 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

Wigginton Roberts Ltd (no longer appointed)
FRN 194578 · Appointed 4 Dec 2000 · Until 1 Dec 2001
Green Mortgage Solutions (no longer appointed)
FRN 194693 · Appointed 1 Dec 2000 · Until 21 Jul 2002
Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 1 Dec 2000 · Until 1 Dec 2001
Ardent Financial Services Ltd (no longer appointed)
FRN 194388 · Appointed 30 Nov 2000 · Until 9 Jan 2002
Heritage Will Services (Essex) (no longer appointed)
FRN 194391 · Appointed 30 Nov 2000 · Until 14 May 2002
Michael J Drake (no longer appointed)
FRN 194389 · Appointed 24 Nov 2000 · Until 26 Apr 2006
Keith Wood Mortgage & Financial Services (no longer appointed)
FRN 194193 · Appointed 24 Nov 2000 · Until 10 Mar 2003
Taylor Engall Estate Agents (no longer appointed)
FRN 194194 · Appointed 21 Nov 2000 · Until 25 Apr 2002
TFB Financial Services (no longer appointed)
FRN 194319 · Appointed 20 Nov 2000 · Until 5 Jun 2002
Val Williams Ltd (no longer appointed)
FRN 194323 · Appointed 16 Nov 2000 · Until 15 Sep 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.