Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gary William Brash
IRN GWB00015
- (2387)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
- (2388)CF1 Director (AR) (1 Dec 2001 to 16 Feb 2005)
Gavin Burgoyne
IRN GMB00007
- (2577)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Gavin Homme Josephs
IRN GXJ00042
- (2371)CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2005)
Gavin James Fouracre
IRN GJF00025
- (1423)CF1 Director (AR) (1 Dec 2001 to 27 Aug 2002)
Gavin James Moore
IRN GJM01124
- (1102)CF22 Investment Adviser (Trainee) (12 Jan 2007 to 29 Oct 2007)
Gavin James Trott
IRN GJT00023
- (1393)CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
Gavin Launder
IRN GQL01001
- (2217)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Gavin Mark Lancelot Hurst
IRN GMH00052
- (835)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Mar 2006)
Gavin Paul Treacy
IRN GPT00006
- (476)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Gayner Clarkson
IRN GXC00099
- (334)CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Grisdales (no longer appointed)
FRN 195037 · Appointed 16 Feb 2001 · Until 19 Jul 2004
M & S Independent Mortgage Services (no longer appointed)
FRN 201891 · Appointed 14 Feb 2001 · Until 14 Feb 2002
Robinson Perkins & Jackson (no longer appointed)
FRN 201872 · Appointed 13 Feb 2001 · Until 29 Sep 2003
Jacksons Independent Estate Agents Ltd (no longer appointed)
FRN 201882 · Appointed 12 Feb 2001 · Until 10 Jul 2003
Green & Co Ltd (no longer appointed)
FRN 201857 · Appointed 9 Feb 2001 · Until 14 Mar 2005
Madisons Estate Agents Franchise Ltd (no longer appointed)
FRN 201904 · Appointed 8 Feb 2001 · Until 24 Apr 2003
Greyfox Estates Agents (no longer appointed)
FRN 194991 · Appointed 6 Feb 2001 · Until 31 Dec 2001
Yorkshire Financial Consultancy Limited (no longer appointed)
FRN 201855 · Appointed 1 Feb 2001 · Until 1 Dec 2001
Vogue Associates (no longer appointed)
FRN 201858 · Appointed 1 Feb 2001 · Until 3 Sep 2004
Pennine Financial Consultancy (no longer appointed)
FRN 201892 · Appointed 1 Feb 2001 · Until 15 Mar 2005

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (45)SMF16 Compliance Oversight
8 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
8 hours ago
controlled function added: (40)[FCA CF] Material risk taker
8 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
8 hours ago
controlled function added: (38)[FCA CF] Significant management
8 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.