Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 18 Feb 2026)
    • CF1 Director (AR) (10 Sep 2014 to 28 Apr 2025)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 28 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Apr 2025)
    • CF1 Director (AR) (8 Jan 2007 to 28 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (25 Feb 2009 to 14 Aug 2009)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (2 Nov 2004 to 8 Jan 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
    • CF1 Director (AR) (1 Dec 2001 to 16 Feb 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
    • CF1 Director (AR) (1 Dec 2001 to 16 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.