Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Michael Bury
IRN JMB01224
- CF2 Non Executive Director (18 Jan 2008 to 1 Apr 2009)
- CF3 Chief Executive (15 May 2003 to 12 Jan 2005)
- CF1 Director (15 May 2003 to 12 Jan 2005)
- CF8 Apportionment and Oversight (15 May 2003 to 12 Jan 2005)
James Michael Connolly
IRN JMC00052
- CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2003)
- CF7 Sole Trader (AR) (1 Dec 2001 to 25 Apr 2003)
James Ogilvie Horsburgh
IRN JOH00002
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2001)
James Phillips
IRN JXP00087
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 30 Oct 2004)
James Rice
IRN JXR01518
- CF1 Director (AR) (11 Oct 2006 to 29 Oct 2007)
James Robert Christopher Matthews
IRN JRM01246
- CF22 Investment Adviser (Trainee) (12 Mar 2007 to 29 Oct 2007)
James Ruff
IRN JAR00074
- CF30 Customer (1 Nov 2007 to 18 Jan 2008)
- CF21 Investment Adviser (14 Jul 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jul 2003)
James Stephen Richardson
IRN JSR00034
- CF21 Investment Adviser (5 Oct 2007 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Aug 2006 to 5 Oct 2007)
James Stuart Armstrong
IRN JSA00008
- CF21 Investment Adviser (30 Oct 2002 to 7 Sep 2005)
- CF22 Investment Adviser (Trainee) (24 May 2002 to 30 Oct 2002)
James Stuart Fothergill
IRN JSF00012
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.