Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Pank
IRN DXP00156
- CF1 Director (AR) (7 Aug 2003 to 16 Mar 2005)
- CF4 Partner (AR) (1 Dec 2001 to 7 Aug 2003)
David Paolo Rutherford
IRN DPR00015
- CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
- CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
David Paul Leslie
IRN DPL01048
- CF22 Investment Adviser (Trainee) (18 Aug 2006 to 29 Oct 2007)
David Paul Webster
IRN DPW00016
- CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 6 Aug 2004)
David Peter Airs
IRN DPA00006
- CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)
David Philip Howl
IRN DPH00004
- CF21 Investment Adviser (27 Feb 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 May 2005 to 27 Feb 2006)
David Philip Taylor
IRN DPT00012
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jul 2004)
David Reid Joiner
IRN DRJ00002
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
David Robert Acford
IRN DRA00013
- CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
David Robert Easteal
IRN DRE01034
- CF21 Investment Adviser (14 Nov 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Jun 2006 to 14 Nov 2006)

Smaller firms operating under this firm's FCA authorisation.

Nigel Green Estate Agents (no longer appointed)
FRN 201916 · Appointed 8 Mar 2001 · Until 15 Feb 2002
Keith Cardale Groves (Residential) Ltd (no longer appointed)
FRN 201921 · Appointed 6 Mar 2001 · Until 26 Mar 2003
Mortgage Q Ltd (no longer appointed)
FRN 195436 · Appointed 1 Mar 2001 · Until 9 Mar 2005
Astwood Financial Services (no longer appointed)
FRN 201903 · Appointed 22 Feb 2001 · Until 29 Oct 2004
Taylor Estate Agents (Sedgley) (no longer appointed)
FRN 195590 · Appointed 21 Feb 2001 · Until 25 Nov 2004
Michael Anthony Holdings Ltd (no longer appointed)
FRN 201899 · Appointed 21 Feb 2001 · Until 1 Dec 2001
Michael Anthony Hemel Hempstead Ltd (no longer appointed)
FRN 201898 · Appointed 21 Feb 2001 · Until 2 Dec 2003
Michael Anthony (no longer appointed)
FRN 201897 · Appointed 21 Feb 2001 · Until 2 Dec 2003
Nicholas Rowlands-Fry (no longer appointed)
FRN 201987 · Appointed 21 Feb 2001 · Until 1 May 2002
John E Walker (Yorkshire) Ltd (no longer appointed)
FRN 195215 · Appointed 21 Feb 2001 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.