Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Justin Browne
IRN JCB01246
- (34)[FCA CF] Material risk taker (since 22 Jun 2023)
Justin Chukwuma Onuekwusi
IRN JCO01033
- (2808)[FCA CF] Material risk taker (10 Mar 2021 to 31 Dec 2021)
Justin Francis David Dugdale
IRN JFD01039
- (1833)CF4 Partner (AR) (1 Dec 2001 to 6 Jun 2003)
Justin Stewart Morley Hill
IRN JSH01124
- (325)CF21 Investment Adviser (31 Jul 2006 to 11 Apr 2007)
- (324)CF22 Investment Adviser (Trainee) (22 Jun 2005 to 31 Jul 2006)
Justine Louise Poyser
IRN JLP00014
- (1368)CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2003)
Justine Sarah Liddell
IRN JXL01348
- (1084)CF1 Director (AR) (8 Jul 2002 to 9 Feb 2005)
KATHERINE MORERE RUTH LAURENSON
IRN KML01066
- (2757)[FCA CF] Material risk taker (1 Apr 2020 to 17 Aug 2021)
Kamran Mallick
IRN KXM00004
- (2040)CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2004)
Karen Angela O'Brien
IRN KAO00004
- (2375)CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
Karen Elizabeth Owen
IRN KEO00011
- (1469)CF21 Investment Adviser (1 Dec 2001 to 7 May 2002)

Smaller firms operating under this firm's FCA authorisation.

David Collard & Co (no longer appointed)
FRN 441821 · Appointed 11 Nov 2005 · Until 28 Oct 2007
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 26 Oct 2005 · Until 28 Oct 2007
Roberts Hunt & Co (no longer appointed)
FRN 164074 · Appointed 25 Oct 2005 · Until 8 Jan 2007
UPS Financial Services (no longer appointed)
FRN 158249 · Appointed 5 Oct 2005 · Until 28 Oct 2007
Jacksons Estate Agents Ltd (no longer appointed)
FRN 440206 · Appointed 3 Oct 2005 · Until 4 Aug 2006
First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 5 Sep 2005 · Until 22 Dec 2005
Burns and Co Maghera Ltd (no longer appointed)
FRN 134087 · Appointed 15 Jul 2005 · Until 28 Oct 2007
Castles Estate Agents Ltd (no longer appointed)
FRN 434913 · Appointed 1 Jul 2005 · Until 14 Dec 2005
R A Towse & Co (no longer appointed)
FRN 434343 · Appointed 20 Jun 2005 · Until 12 Mar 2007
Woodlands Estate Agents (no longer appointed)
FRN 433248 · Appointed 26 May 2005 · Until 16 Sep 2005

Updates to this firm's record on the FCA register.

52 minutes ago
controlled function added: (46)SMF7 Group Entity Senior Manager
52 minutes ago
controlled function added: (45)SMF16 Compliance Oversight
52 minutes ago
controlled function added: (44)SMF7 Group Entity Senior Manager
52 minutes ago
controlled function added: (43)SMF7 Group Entity Senior Manager
52 minutes ago
controlled function added: (42)SMF7 Group Entity Senior Manager
52 minutes ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
52 minutes ago
controlled function added: (40)[FCA CF] Material risk taker
52 minutes ago
controlled function added: (39)SMF18 Other Overall Responsibility
52 minutes ago
controlled function added: (38)[FCA CF] Significant management
52 minutes ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.