Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 4 May 2008)
    • CF22 Investment Adviser (Trainee) (9 May 2007 to 31 Oct 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (31 Jul 2006 to 11 Apr 2007)
    • CF22 Investment Adviser (Trainee) (22 Jun 2005 to 31 Jul 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (31 Jul 2006 to 11 Apr 2007)
    • CF22 Investment Adviser (Trainee) (22 Jun 2005 to 31 Jul 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (23 Feb 2005 to 8 Jun 2005)
    • CF22 Investment Adviser (Trainee) (22 Apr 2004 to 23 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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