Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (since 9 Jan 2026)
- [FCA CF] Significant management (since 4 Oct 2023)
- [FCA CF] Manager of certification employee (since 4 Oct 2023)
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- SMF3 Executive Director (since 7 Jul 2025)
- [FCA CF] Significant management (23 Oct 2023 to 6 Jul 2025)
- [FCA CF] Manager of certification employee (23 Oct 2023 to 6 Jul 2025)
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ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- SMF18 Other Overall Responsibility (since 29 May 2025)
- [FCA CF] Functions requiring qualifications (4 Apr 2025 to 16 May 2025)
- [FCA CF] Significant management (4 Oct 2023 to 30 May 2025)
- [FCA CF] Client dealing (4 Oct 2023 to 30 May 2025)
- [FCA CF] Manager of certification employee (4 Oct 2023 to 30 May 2025)
- [FCA CF] Material risk taker (4 Oct 2023 to 30 May 2025)
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ST. JAMES'S PLACE UK PLC
FRN 150026
- [FCA CF] Manager of certification employee (since 4 Oct 2023)
- [FCA CF] Material risk taker (since 4 Oct 2023)
- [FCA CF] Significant management (since 4 Oct 2023)
- [PRA CF] Key function holder (since 4 Oct 2023)
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St. James's Place Wealth Management Plc
FRN 195351
- [FCA CF] Manager of certification employee (since 4 Oct 2023)
- [FCA CF] Significant management (since 4 Oct 2023)
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- [FCA CF] Material risk taker (10 Mar 2021 to 31 Dec 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Apr 2023)
- CF30 Customer (3 Sep 2013 to 8 Dec 2019)
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- CF30 Customer (27 Aug 2010 to 23 Aug 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.