Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Jan 2026)
    • [FCA CF] Significant management (since 4 Oct 2023)
    • [FCA CF] Manager of certification employee (since 4 Oct 2023)
    • SMF3 Executive Director (since 7 Jul 2025)
    • [FCA CF] Significant management (23 Oct 2023 to 6 Jul 2025)
    • [FCA CF] Manager of certification employee (23 Oct 2023 to 6 Jul 2025)
    • SMF18 Other Overall Responsibility (since 29 May 2025)
    • [FCA CF] Functions requiring qualifications (4 Apr 2025 to 16 May 2025)
    • [FCA CF] Significant management (4 Oct 2023 to 30 May 2025)
    • [FCA CF] Client dealing (4 Oct 2023 to 30 May 2025)
    • [FCA CF] Manager of certification employee (4 Oct 2023 to 30 May 2025)
    • [FCA CF] Material risk taker (4 Oct 2023 to 30 May 2025)
    • [FCA CF] Manager of certification employee (since 4 Oct 2023)
    • [FCA CF] Material risk taker (since 4 Oct 2023)
    • [FCA CF] Significant management (since 4 Oct 2023)
    • [PRA CF] Key function holder (since 4 Oct 2023)
    • [FCA CF] Manager of certification employee (since 4 Oct 2023)
    • [FCA CF] Significant management (since 4 Oct 2023)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Material risk taker (10 Mar 2021 to 31 Dec 2021)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Apr 2023)
    • CF30 Customer (3 Sep 2013 to 8 Dec 2019)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (27 Aug 2010 to 23 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.