Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Hugh Edward Jennings
IRN JHJ00002
- (755)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
John James Miller
IRN JJM01134
- (394)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
John Joseph Mallon
IRN JJM01189
- (28)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Mar 2004)
John Kenneth Quinn
IRN JKQ00002
- (404)CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
John Knowlton Watson
IRN JKW00014
- (403)CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
John Lyons
IRN JXL00112
- (2631)[FCA CF] Material risk taker (3 Jul 2024 to 13 Dec 2024)
John Martin McPolin
IRN JMM00044
- (2994)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
John McCandless
IRN JXM00019
- (1362)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
John Michael Flynn
IRN JMF00022
- (1092)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
John Michael Mann
IRN JXM00119
- (1115)CF22 Investment Adviser (Trainee) (5 Jan 2006 to 17 May 2007)

Smaller firms operating under this firm's FCA authorisation.

Robinson & Jackson Mortgage & Financial Services Ltd (no longer appointed)
FRN 179444 · Appointed 1 Dec 2001 · Until 27 Oct 2003
Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
Mortage Centres Ltd (Introducer) (no longer appointed)
FRN 201849 · Appointed 1 Dec 2001 · Until 6 Sep 2002
Fraser Lloyd Financial Services Ltd (no longer appointed)
FRN 178266 · Appointed 1 Dec 2001 · Until 13 Mar 2006
Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
Holmes & Holmes Limited (no longer appointed)
FRN 175964 · Appointed 1 Dec 2001 · Until 17 Sep 2004
J D Gallagher (no longer appointed)
FRN 214164 · Appointed 1 Dec 2001 · Until 8 Nov 2002
Falkland Financial Services Ltd (no longer appointed)
FRN 194904 · Appointed 1 Dec 2001 · Until 4 Mar 2003
Greenles and Co (no longer appointed)
FRN 160630 · Appointed 1 Dec 2001 · Until 25 Jul 2003
Mortgage Advice Service (Cardiff) (no longer appointed)
FRN 214178 · Appointed 1 Dec 2001 · Until 10 Dec 2004

Updates to this firm's record on the FCA register.

22 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (45)SMF16 Compliance Oversight
22 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
22 hours ago
controlled function added: (40)[FCA CF] Material risk taker
22 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
22 hours ago
controlled function added: (38)[FCA CF] Significant management
22 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.