Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Hughes
IRN JXH00170
- CF21 Investment Adviser (15 Feb 2005 to 28 Sep 2005)
James Ian Mitchell
IRN JIM00004
- CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
James Jaiparkash Bawa
IRN JJB00033
- CF1 Director (AR) (28 Jul 2004 to 29 Oct 2007)
James John Austin
IRN JJA00004
- CF21 Investment Adviser (1 Dec 2001 to 19 May 2006)
James John Corden
IRN JJC01080
- CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
James Kersh
IRN JXK01207
- CF4 Partner (AR) (1 Dec 2001 to 21 Jul 2003)
James Mark Platt
IRN JMP00007
- CF1 Director (AR) (1 Dec 2001 to 10 Mar 2005)
James Mc Mullan
IRN JXM00245
- CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
James Michael Aitchison
IRN JMA01144
- CF22 Investment Adviser (Trainee) (26 Feb 2007 to 31 Oct 2007)
James Michael Allan
IRN JMA00015
- CF21 Investment Adviser (29 Mar 2006 to 29 Aug 2007)

Smaller firms operating under this firm's FCA authorisation.

Colin James Dunwoody (no longer appointed)
FRN 408425 · Appointed 15 May 2006 · Until 28 Oct 2007
The Mortgage Shop (NI) Ltd (no longer appointed)
FRN 201108 · Appointed 15 May 2006 · Until 28 Oct 2007
K.G.Byrne And Associates Ltd (no longer appointed)
FRN 412793 · Appointed 15 May 2006 · Until 28 Oct 2007
Harvey Ian Wolff (no longer appointed)
FRN 179528 · Appointed 15 May 2006 · Until 5 Oct 2007
Simon Kerr & Associates (no longer appointed)
FRN 408369 · Appointed 15 May 2006 · Until 28 Oct 2007
Bridin Frances McKenna (no longer appointed)
FRN 408958 · Appointed 15 May 2006 · Until 28 Oct 2007
Mortgage Advice Shop (NI) Ltd (no longer appointed)
FRN 441035 · Appointed 15 May 2006 · Until 14 Nov 2006
TMS Mortgages Ltd (no longer appointed)
FRN 407642 · Appointed 15 May 2006 · Until 28 Oct 2007
Mortgage Advice Shop (NI) Ltd (no longer appointed)
FRN 441035 · Appointed 22 Feb 2006 · Until 8 Mar 2006
Next Home (Scotland) Limited (no longer appointed)
FRN 415023 · Appointed 15 Nov 2005 · Until 28 Oct 2007 · Tied agent

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.