James Jaiparkash Bawa

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THIS BANK LIMITED (no longer approved here)

    FRN 832786

    • SMF1 Chief Executive (12 Dec 2019 to 26 Feb 2020)
  • Monmouthshire Building Society (no longer approved here)

    FRN 206052

    • SMF1 Chief Executive (20 Nov 2016 to 22 Jun 2017)
  • Teachers' Building Society (no longer approved here)

    FRN 156580

    • Responsibility for MCD Intermediation (21 Mar 2016 to 3 Oct 2016)
    • SMF1 Chief Executive (7 Mar 2016 to 3 Oct 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • Responsible for Insurance Mediation (10 Jul 2007 to 3 Oct 2016)
    • CF8 Apportionment and Oversight (8 Dec 2006 to 31 Mar 2009)
    • CF17 Significant Mgt (Other Business Operations) (8 Dec 2006 to 31 Oct 2007)
    • CF3 Chief Executive (1 Sep 2002 to 6 Mar 2016)
    • CF1 Director (21 May 2002 to 6 Mar 2016)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (10 Jan 2005 to 25 Oct 2012)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF1 Director (AR) (28 Jul 2004 to 29 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (AR) (28 Jul 2004 to 29 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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