Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark David Battson

    IRN MDB00036

    • (2329)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
  • Mark David Goodwin

    IRN MDG00017

    • (1341)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Mark David Hodge

    IRN MDH00023

    • (2824)CF21 Investment Adviser (6 Mar 2006 to 29 Oct 2007)
    • (2823)CF22 Investment Adviser (Trainee) (12 Jul 2005 to 6 Mar 2006)
  • Mark Douglas Jordy

    IRN MDJ01021

    • (44)SMF7 Group Entity Senior Manager (since 22 Aug 2020)
    • (3060)Director of firm who is not a certification employee or a SMF manager (24 Mar 2021 to 26 Jan 2023)
  • Mark Edward Bogusz

    IRN MEB01097

    • (907)CF4 Partner (AR) (1 Dec 2001 to 18 Aug 2004)
  • Mark Gibson

    IRN MXG00113

    • (1202)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
    • (1201)CF22 Investment Adviser (Trainee) (8 Oct 2002 to 2 Apr 2003)
  • Mark Graeme Sullman

    IRN MGS00029

    • (1387)CF21 Investment Adviser (22 Jul 2002 to 1 Aug 2002)
    • (1386)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Jul 2002)
  • Mark Hall

    IRN MWH01090

    • (43)SMF7 Group Entity Senior Manager (since 29 Apr 2021)
    • (2970)[FCA CF] Material risk taker (1 Apr 2020 to 10 May 2021)
    • (2971)[FCA CF] Significant management (1 Apr 2020 to 10 May 2021)
  • Mark Heil

    IRN MVH00003

    • (2487)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)
  • Mark Hudson

    IRN MXH00129

    • (2987)CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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