Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Clement Coombs
IRN JCC01126
- CF1 Director (AR) (1 Dec 2001 to 25 Aug 2004)
- CF21 Investment Adviser (1 Dec 2001 to 25 Aug 2004)
John Close
IRN JXC00201
- CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
John Cottis
IRN JXC00186
- CF1 Director (AR) (1 Dec 2001 to 26 Jun 2003)
John Craven
IRN AJC01566
- SMF2 Chief Finance (since 22 Aug 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Jul 2013 to 8 Dec 2019)
John Crawford Neilson
IRN JCN00008
- CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
John Darron Whitehead
IRN JDW01102
- CF22 Investment Adviser (Trainee) (14 Jan 2005 to 11 Feb 2005)
John David Athill
IRN JDA00022
- CF27 Investment Management (1 Dec 2001 to 6 Jul 2004)
John Derek Maniak
IRN JDM00011
- CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
John Desmond Dixon
IRN JDD00011
- CF21 Investment Adviser (1 Dec 2001 to 30 Oct 2002)
John Docherty McAulay McVey
IRN JDM00036
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Colin James Dunwoody (no longer appointed)
FRN 408425 · Appointed 15 May 2006 · Until 28 Oct 2007
The Mortgage Shop (NI) Ltd (no longer appointed)
FRN 201108 · Appointed 15 May 2006 · Until 28 Oct 2007
K.G.Byrne And Associates Ltd (no longer appointed)
FRN 412793 · Appointed 15 May 2006 · Until 28 Oct 2007
Harvey Ian Wolff (no longer appointed)
FRN 179528 · Appointed 15 May 2006 · Until 5 Oct 2007
Simon Kerr & Associates (no longer appointed)
FRN 408369 · Appointed 15 May 2006 · Until 28 Oct 2007
Bridin Frances McKenna (no longer appointed)
FRN 408958 · Appointed 15 May 2006 · Until 28 Oct 2007
Mortgage Advice Shop (NI) Ltd (no longer appointed)
FRN 441035 · Appointed 15 May 2006 · Until 14 Nov 2006
TMS Mortgages Ltd (no longer appointed)
FRN 407642 · Appointed 15 May 2006 · Until 28 Oct 2007
Mortgage Advice Shop (NI) Ltd (no longer appointed)
FRN 441035 · Appointed 22 Feb 2006 · Until 8 Mar 2006
Next Home (Scotland) Limited (no longer appointed)
FRN 415023 · Appointed 15 Nov 2005 · Until 28 Oct 2007 · Tied agent

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.