Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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State Street Global Advisors Limited
FRN 146665
- [FCA CF] Client dealing (since 12 Oct 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2022)
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- CF30 Customer (4 Mar 2009 to 10 Nov 2009)
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- CF30 Customer (10 Feb 2009 to 10 Nov 2009)
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- CF30 Customer (1 Nov 2007 to 3 Oct 2008)
- CF21 Investment Adviser (7 Dec 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 3 Oct 2008)
- CF21 Investment Adviser (7 Dec 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2003)
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- CF27 Investment Management (1 Dec 2001 to 6 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.