Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Columba Coll
IRN JCC00042
- (136)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Dec 2001)
James Crossley
IRN JXC00333
- (2624)SMF18 Other Overall Responsibility (1 Feb 2022 to 1 Aug 2024)
- (2625)[FCA CF] Manager of certification employee (1 Apr 2020 to 13 May 2020)
James Crouch
IRN JDC00022
- (2533)CF21 Investment Adviser (17 Jan 2005 to 29 Oct 2007)
James Dean Burberry
IRN JDB00038
- (2488)CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
- (2489)CF4 Partner (AR) (1 Dec 2001 to 11 Nov 2004)
James Edward Hood
IRN JEH00049
- (2187)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
James Ellis McCall
IRN JEM00043
- (583)CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
James Geoffrey Owen
IRN JGO00002
- (235)CF4 Partner (AR) (1 Dec 2001 to 12 Jul 2004)
James George Corden
IRN JGC00023
- (33)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- (34)CF4 Partner (AR) (1 Dec 2001 to 16 Jun 2003)
James Gettie
IRN JXG00098
- (1273)CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
- (1274)CF7 Sole Trader (AR) (1 Dec 2001 to 12 Oct 2004)
James Gray
IRN JXG00037
- (882)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)

Smaller firms operating under this firm's FCA authorisation.

Diamond Asset Management Ltd (no longer appointed)
FRN 195589 · Appointed 1 Dec 2001 · Until 18 Nov 2002
David Walker Mortgage Services Ltd (no longer appointed)
FRN 201579 · Appointed 1 Dec 2001 · Until 13 Dec 2001
Anglebury Financial Services Limited (no longer appointed)
FRN 201675 · Appointed 1 Dec 2001 · Until 11 Jan 2007
Churston Finance UK Limited (no longer appointed)
FRN 158103 · Appointed 1 Dec 2001 · Until 19 Feb 2004
BKD Financial Planning (no longer appointed)
FRN 214147 · Appointed 1 Dec 2001 · Until 19 Dec 2005
Mortgage Movers (no longer appointed)
FRN 182487 · Appointed 1 Dec 2001 · Until 1 Dec 2001
D J Winnard & Co (no longer appointed)
FRN 214152 · Appointed 1 Dec 2001 · Until 9 Mar 2004
Beresfords Residential Limited (no longer appointed)
FRN 200866 · Appointed 1 Dec 2001 · Until 4 May 2005
A O'Reilly (no longer appointed)
FRN 214139 · Appointed 1 Dec 2001 · Until 8 Aug 2003
Curtis Haines (no longer appointed)
FRN 214151 · Appointed 1 Dec 2001 · Until 28 Oct 2002

Updates to this firm's record on the FCA register.

2 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (45)SMF16 Compliance Oversight
2 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
2 hours ago
controlled function added: (40)[FCA CF] Material risk taker
2 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
2 hours ago
controlled function added: (38)[FCA CF] Significant management
2 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.