Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Crossley
IRN JXC00333
- SMF18 Other Overall Responsibility (1 Feb 2022 to 1 Aug 2024)
- [FCA CF] Manager of certification employee (1 Apr 2020 to 13 May 2020)
James Crouch
IRN JDC00022
- CF21 Investment Adviser (17 Jan 2005 to 29 Oct 2007)
James Dean Burberry
IRN JDB00038
- CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
- CF4 Partner (AR) (1 Dec 2001 to 11 Nov 2004)
James Edward Hood
IRN JEH00049
- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
James Ellis McCall
IRN JEM00043
- CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
James Geoffrey Owen
IRN JGO00002
- CF4 Partner (AR) (1 Dec 2001 to 12 Jul 2004)
James George Corden
IRN JGC00023
- CF4 Partner (AR) (1 Dec 2001 to 16 Jun 2003)
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
James Gettie
IRN JXG00098
- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 12 Oct 2004)
James Gray
IRN JXG00037
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
James Guthrie
IRN JXG00055
- CF21 Investment Adviser (23 Sep 2002 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Jul 2002 to 23 Sep 2002)

Smaller firms operating under this firm's FCA authorisation.

Midland Financial Consultancy Services (no longer appointed)
FRN 214171 · Appointed 1 Dec 2001 · Until 23 Feb 2005
Hemmings Associates (no longer appointed)
FRN 201596 · Appointed 1 Dec 2001 · Until 11 Nov 2004
Bridges 2000 Limited (no longer appointed)
FRN 185815 · Appointed 1 Dec 2001 · Until 22 Apr 2005
John Fisk and Company (no longer appointed)
FRN 156052 · Appointed 1 Dec 2001 · Until 28 Jan 2004
Churchill Estates Independent Mortgage Services (no longer appointed)
FRN 214138 · Appointed 1 Dec 2001 · Until 4 Nov 2004
Colin Watt Financial Services (no longer appointed)
FRN 137004 · Appointed 1 Dec 2001 · Until 13 Sep 2002
Eastwood & Rayleigh Financial Services (no longer appointed)
FRN 214155 · Appointed 1 Dec 2001 · Until 20 Apr 2006
Brian Armitage Mortgage Insurance and Pension Services (no longer appointed)
FRN 161035 · Appointed 1 Dec 2001 · Until 30 Apr 2004
Local Financial Services Ltd (no longer appointed)
FRN 201112 · Appointed 1 Dec 2001 · Until 24 Jul 2003
Bramleys Financial Consultants Limited (no longer appointed)
FRN 157218 · Appointed 1 Dec 2001 · Until 3 Mar 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.