Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Howard Carlton Dawes
IRN HCD00001
- CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
Howard Davis
IRN HXD01116
- CF1 Director (AR) (1 Dec 2001 to 29 Oct 2004)
Howard Michael Hill
IRN HMH00007
- CF30 Customer (1 Nov 2007 to 13 Jun 2008)
- CF22 Investment Adviser (Trainee) (28 Jun 2006 to 14 Jul 2006)
- CF21 Investment Adviser (7 Jan 2005 to 22 Feb 2005)
Howard William Warburton
IRN HWW00004
- CF21 Investment Adviser (30 Jul 2002 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Jul 2002 to 30 Jul 2002)
Howie Li
IRN HXL19479
- [FCA CF] Client dealing (20 Jan 2022 to 21 Jan 2022)
- [FCA CF] Material risk taker (20 Jan 2022 to 14 Dec 2022)
- [FCA CF] Manager of certification employee (17 Dec 2021 to 6 Jan 2023)
Hugh Christopher Lee
IRN HCL00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
Hugh James Smyth
IRN HJS00012
- CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2004)
Hugh Michael Quinn Rumary
IRN HMR00006
- CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2002)
Hugh Rankin Kennedy
IRN HRK01011
- CF1 Director (AR) (21 Sep 2002 to 14 Feb 2005)
Hugh Thomas Morris
IRN HTM00003
- CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

Hunter Campbell Ballyclare (no longer appointed)
FRN 434031 · Appointed 11 Dec 2006 · Until 28 Oct 2007
Mortgagebrief Ltd (no longer appointed)
FRN 460085 · Appointed 14 Nov 2006 · Until 28 Oct 2007
The Mortgage Finance Store Limited (no longer appointed)
FRN 223751 · Appointed 2 Oct 2006 · Until 28 Oct 2007
Key Estate Agents ( Nuneaton ) Ltd (no longer appointed)
FRN 456984 · Appointed 15 Sep 2006 · Until 28 Oct 2007
Burchell Edwards Financial Services Ltd (no longer appointed)
FRN 454022 · Appointed 14 Sep 2006 · Until 28 Oct 2007
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jul 2006 · Until 10 Jan 2007
Carrington Carr Home Finance Ltd (no longer appointed)
FRN 407654 · Appointed 4 Jul 2006 · Until 28 Oct 2007
McAfee Properties & Mortgages (no longer appointed)
FRN 175795 · Appointed 7 Jun 2006 · Until 28 Oct 2007
Home & Lands Banbridge Ltd (no longer appointed)
FRN 451707 · Appointed 23 May 2006 · Until 28 Oct 2007
The Will Writing Company (no longer appointed)
FRN 442244 · Appointed 17 May 2006 · Until 31 Jul 2006

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.