Howie Li

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Material risk taker (20 Jan 2022 to 21 May 2025)
    • [FCA CF] Client dealing (1 Apr 2020 to 21 May 2025)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 21 May 2025)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Client dealing (20 Jan 2022 to 21 Jan 2022)
    • [FCA CF] Material risk taker (20 Jan 2022 to 14 Dec 2022)
    • [FCA CF] Manager of certification employee (17 Dec 2021 to 6 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.