Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David William Lormor
IRN DWL00007
- CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
David William Price
IRN DWP01063
- CF28 Systems and controls (27 Feb 2014 to 18 Dec 2018)
David Wynne Morgan
IRN DWM00018
- CF21 Investment Adviser (22 Dec 2004 to 5 Oct 2007)
Dawn Broughton
IRN DXB00126
- CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
Dawn Carol Wrightson
IRN DCW00015
- CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
Dawn Petfield
IRN DXP00060
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
Dean Gibbins
IRN DCG00009
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Dean John Stockton
IRN DJS00099
- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2006)
Dean Nicholas Freer
IRN DNF01011
- CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)
Dean Phillip Aspinall
IRN DPA00007
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 1 Dec 2001 · Until 15 Mar 2004
Ashton Financial Consultants Ltd (no longer appointed)
FRN 214144 · Appointed 1 Dec 2001 · Until 9 Jun 2003
John Fisk and Company (no longer appointed)
FRN 156052 · Appointed 1 Dec 2001 · Until 28 Jan 2004
Broughton Astley Insurance Service (no longer appointed)
FRN 141613 · Appointed 1 Dec 2001 · Until 3 Mar 2003
George Taylor & Associates (no longer appointed)
FRN 211404 · Appointed 1 Dec 2001 · Until 28 Oct 2007
Ashley Milton Financial Services Limited (no longer appointed)
FRN 157171 · Appointed 1 Dec 2001 · Until 11 Nov 2002
David Walker Mortgage Services Ltd (no longer appointed)
FRN 201579 · Appointed 1 Dec 2001 · Until 13 Dec 2001
Century 21 McIvor Homes (no longer appointed)
FRN 175405 · Appointed 1 Dec 2001 · Until 29 Jun 2004
Holmfield Financial Services (no longer appointed)
FRN 214161 · Appointed 1 Dec 2001 · Until 20 Jan 2004
David Davies Associates (no longer appointed)
FRN 160818 · Appointed 1 Dec 2001 · Until 18 Nov 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.