Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Michael Poole
IRN JMP00035
- (3075)CF7 Sole Trader (AR) (1 Dec 2001 to 23 Feb 2005)
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John Michael Read
IRN JMR00032
- (3035)CF1 Director (AR) (25 Aug 2004 to 29 Oct 2007)
- (3033)CF7 Sole Trader (AR) (10 Jun 2004 to 25 Aug 2004)
- (3034)CF4 Partner (AR) (1 Dec 2001 to 10 Jun 2004)
- (3032)CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2005)
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John Murphy
IRN JXM00074
- (1057)CF22 Investment Adviser (Trainee) (19 Sep 2002 to 17 Oct 2002)
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John Nicholas Atkin
IRN JNA01027
- (906)CF4 Partner (AR) (1 Dec 2001 to 30 Sep 2002)
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John Nigel Bland
IRN JNB01056
- (1304)CF1 Director (AR) (1 Dec 2001 to 4 Apr 2006)
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John Paul Butterworth
IRN JPB01175
- (739)CF21 Investment Adviser (12 Jan 2007 to 29 Oct 2007)
- (738)CF22 Investment Adviser (Trainee) (5 Jul 2005 to 12 Jan 2007)
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John Paul Hindmarch
IRN JPH00043
- (1313)CF21 Investment Adviser (1 Dec 2001 to 7 Dec 2001)
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John Paul Mizen
IRN JPM00043
- (3114)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
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John Paul Mortland
IRN JPM01223
- (210)CF1 Director (AR) (28 Jul 2004 to 18 Oct 2004)
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John Paul Rutter
IRN JPR00010
- (2146)CF21 Investment Adviser (4 Aug 2003 to 28 May 2004)
- (2145)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 4 Aug 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Ashton Financial Consultants Ltd (no longer appointed)
FRN 214144 · Appointed 1 Dec 2001 · Until 9 Jun 2003
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Broughton Astley Insurance Service (no longer appointed)
FRN 141613 · Appointed 1 Dec 2001 · Until 3 Mar 2003
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George Taylor & Associates (no longer appointed)
FRN 211404 · Appointed 1 Dec 2001 · Until 28 Oct 2007
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Ashley Milton Financial Services Limited (no longer appointed)
FRN 157171 · Appointed 1 Dec 2001 · Until 11 Nov 2002
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David Walker Mortgage Services Ltd (no longer appointed)
FRN 201579 · Appointed 1 Dec 2001 · Until 13 Dec 2001
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Holmfield Financial Services (no longer appointed)
FRN 214161 · Appointed 1 Dec 2001 · Until 20 Jan 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee