John Michael Read

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wateringbury (Maidstone) Limited
FRN 788501
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Dec 2017 to 8 Dec 2019)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF4 Partner (AR) (18 Feb 2011 to 18 Jun 2013)
- CF1 Director (AR) (31 Oct 2004 to 8 Feb 2011)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF1 Director (AR) (25 Aug 2004 to 29 Oct 2007)
- CF7 Sole Trader (AR) (10 Jun 2004 to 25 Aug 2004)
- CF4 Partner (AR) (1 Dec 2001 to 10 Jun 2004)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2005)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF1 Director (AR) (25 Aug 2004 to 29 Oct 2007)
- CF7 Sole Trader (AR) (10 Jun 2004 to 25 Aug 2004)
- CF4 Partner (AR) (1 Dec 2001 to 10 Jun 2004)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.