Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Jamieson

    IRN ASJ00006

    • (2372)CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2004)
  • Alexander John Darlow

    IRN AJD01292

    • (2818)CF30 Customer (1 Nov 2007 to 14 Jan 2008)
    • (2819)CF22 Investment Adviser (Trainee) (24 Sep 2007 to 31 Oct 2007)
  • Alexander Michael Merrick

    IRN AMM00081

    • (1155)CF22 Investment Adviser (Trainee) (15 Aug 2007 to 29 Oct 2007)
  • Alexander Mitchell

    IRN AXM00216

    • (984)CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2002)
    • (985)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • Alexander Morrow

    IRN AXM00214

    • (1530)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
  • Alexander Paul Cave

    IRN APC00037

    • (2962)CF21 Investment Adviser (14 Jul 2006 to 29 Oct 2007)
    • (2961)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 14 Jul 2006)
  • Alexander Pavel Richards

    IRN APR01099

    • (304)CF22 Investment Adviser (Trainee) (14 May 2007 to 29 Oct 2007)
  • Alexander Ross Knaggs

    IRN ARK00017

    • (1780)CF4 Partner (AR) (1 Dec 2001 to 28 Jun 2004)
    • (1779)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jun 2004)
  • Alfred George Jones

    IRN AGJ00014

    • (1725)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Alfred Walton

    IRN AXW00136

    • (279)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Catford Insurance Bureau Limited (no longer appointed)

    FRN 162345 · Appointed 1 Jan 1962 · Until 1 Dec 2001

  • MacDonald & Son (no longer appointed)

    FRN 156251 · Appointed 1 Apr 1961 · Until 9 Aug 2004

  • Eric Clarke (no longer appointed)

    FRN 175010 · Appointed 1 Jan 1961 · Until 10 Dec 2003

  • Black Horse Limited (no longer appointed)

    FRN 157429 · Appointed 1 Jun 1960 · Until 1 Dec 2001

  • RJ Burton & Co (no longer appointed)

    FRN 156743 · Appointed 1 Apr 1960 · Until 30 Oct 2002

  • TS Reed & Sons (no longer appointed)

    FRN 200889 · Appointed 1 Jan 1960 · Until 14 Nov 2004

  • Bramleys (no longer appointed)

    FRN 200789 · Appointed 1 Oct 1959 · Until 25 Sep 2002

  • Merryweathers (no longer appointed)

    FRN 200802 · Appointed 1 Jan 1959 · Until 1 May 2003

  • Leslie H Lesser (no longer appointed)

    FRN 188100 · Appointed 1 Jan 1956 · Until 25 Nov 2004

  • Hurdley & Co (no longer appointed)

    FRN 178277 · Appointed 1 Jan 1954 · Until 7 Mar 2002

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee