Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Howard Carlton Dawes
IRN HCD00001
- CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
Howard Davis
IRN HXD01116
- CF1 Director (AR) (1 Dec 2001 to 29 Oct 2004)
Howard Michael Hill
IRN HMH00007
- CF30 Customer (1 Nov 2007 to 13 Jun 2008)
- CF22 Investment Adviser (Trainee) (28 Jun 2006 to 14 Jul 2006)
- CF21 Investment Adviser (7 Jan 2005 to 22 Feb 2005)
Howard William Warburton
IRN HWW00004
- CF21 Investment Adviser (30 Jul 2002 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Jul 2002 to 30 Jul 2002)
Howie Li
IRN HXL19479
- [FCA CF] Client dealing (20 Jan 2022 to 21 Jan 2022)
- [FCA CF] Material risk taker (20 Jan 2022 to 14 Dec 2022)
- [FCA CF] Manager of certification employee (17 Dec 2021 to 6 Jan 2023)
Hugh Christopher Lee
IRN HCL00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
Hugh James Smyth
IRN HJS00012
- CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2004)
Hugh Michael Quinn Rumary
IRN HMR00006
- CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2002)
Hugh Rankin Kennedy
IRN HRK01011
- CF1 Director (AR) (21 Sep 2002 to 14 Feb 2005)
Hugh Thomas Morris
IRN HTM00003
- CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Advice Service Franchise Ltd (no longer appointed)
FRN 210173 · Appointed 27 Feb 2002 · Until 17 Jan 2007
Advisory Mortgage Services (no longer appointed)
FRN 209613 · Appointed 5 Feb 2002 · Until 4 Jul 2005
Grenville Turner (no longer appointed)
FRN 209502 · Appointed 1 Feb 2002 · Until 25 Apr 2006
The Yes Mortgage Centre (no longer appointed)
FRN 208760 · Appointed 16 Jan 2002 · Until 20 Jan 2005
Hinckley & Rugby Financial Services Ltd (no longer appointed)
FRN 208768 · Appointed 16 Jan 2002 · Until 11 Jan 2006
David Davies Estate Agents Ltd (no longer appointed)
FRN 208764 · Appointed 16 Jan 2002 · Until 26 Nov 2004
David Walkers & Associates (no longer appointed)
FRN 208761 · Appointed 16 Jan 2002 · Until 25 Nov 2004
Atlas Financial Services UK Limited (no longer appointed)
FRN 187777 · Appointed 1 Dec 2001 · Until 7 Feb 2003
GTM Accountancy (no longer appointed)
FRN 186464 · Appointed 1 Dec 2001 · Until 20 May 2004
Century 21 McIvor Homes (no longer appointed)
FRN 175405 · Appointed 1 Dec 2001 · Until 29 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.