Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Pank
IRN DXP00156
- CF1 Director (AR) (7 Aug 2003 to 16 Mar 2005)
- CF4 Partner (AR) (1 Dec 2001 to 7 Aug 2003)
David Paolo Rutherford
IRN DPR00015
- CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
- CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
David Paul Leslie
IRN DPL01048
- CF22 Investment Adviser (Trainee) (18 Aug 2006 to 29 Oct 2007)
David Paul Webster
IRN DPW00016
- CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 6 Aug 2004)
David Peter Airs
IRN DPA00006
- CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)
David Philip Howl
IRN DPH00004
- CF21 Investment Adviser (27 Feb 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 May 2005 to 27 Feb 2006)
David Philip Taylor
IRN DPT00012
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jul 2004)
David Reid Joiner
IRN DRJ00002
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
David Robert Acford
IRN DRA00013
- CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
David Robert Easteal
IRN DRE01034
- CF21 Investment Adviser (14 Nov 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Jun 2006 to 14 Nov 2006)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Advice Service Franchise Ltd (no longer appointed)
FRN 210173 · Appointed 27 Feb 2002 · Until 17 Jan 2007
Advisory Mortgage Services (no longer appointed)
FRN 209613 · Appointed 5 Feb 2002 · Until 4 Jul 2005
Grenville Turner (no longer appointed)
FRN 209502 · Appointed 1 Feb 2002 · Until 25 Apr 2006
The Yes Mortgage Centre (no longer appointed)
FRN 208760 · Appointed 16 Jan 2002 · Until 20 Jan 2005
Hinckley & Rugby Financial Services Ltd (no longer appointed)
FRN 208768 · Appointed 16 Jan 2002 · Until 11 Jan 2006
David Davies Estate Agents Ltd (no longer appointed)
FRN 208764 · Appointed 16 Jan 2002 · Until 26 Nov 2004
David Walkers & Associates (no longer appointed)
FRN 208761 · Appointed 16 Jan 2002 · Until 25 Nov 2004
Atlas Financial Services UK Limited (no longer appointed)
FRN 187777 · Appointed 1 Dec 2001 · Until 7 Feb 2003
GTM Accountancy (no longer appointed)
FRN 186464 · Appointed 1 Dec 2001 · Until 20 May 2004
Century 21 McIvor Homes (no longer appointed)
FRN 175405 · Appointed 1 Dec 2001 · Until 29 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.