Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Howard Carlton Dawes
IRN HCD00001
- CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
Howard Davis
IRN HXD01116
- CF1 Director (AR) (1 Dec 2001 to 29 Oct 2004)
Howard Michael Hill
IRN HMH00007
- CF30 Customer (1 Nov 2007 to 13 Jun 2008)
- CF22 Investment Adviser (Trainee) (28 Jun 2006 to 14 Jul 2006)
- CF21 Investment Adviser (7 Jan 2005 to 22 Feb 2005)
Howard William Warburton
IRN HWW00004
- CF21 Investment Adviser (30 Jul 2002 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Jul 2002 to 30 Jul 2002)
Howie Li
IRN HXL19479
- [FCA CF] Client dealing (20 Jan 2022 to 21 Jan 2022)
- [FCA CF] Material risk taker (20 Jan 2022 to 14 Dec 2022)
- [FCA CF] Manager of certification employee (17 Dec 2021 to 6 Jan 2023)
Hugh Christopher Lee
IRN HCL00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
Hugh James Smyth
IRN HJS00012
- CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2004)
Hugh Michael Quinn Rumary
IRN HMR00006
- CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2002)
Hugh Rankin Kennedy
IRN HRK01011
- CF1 Director (AR) (21 Sep 2002 to 14 Feb 2005)
Hugh Thomas Morris
IRN HTM00003
- CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

Peter Lewis Associates (Mortgages) Ltd (no longer appointed)
FRN 221565 · Appointed 24 Dec 2002 · Until 14 Apr 2005
Underwoods Estate Agents Ltd (no longer appointed)
FRN 221345 · Appointed 12 Dec 2002 · Until 20 Jan 2005
First Call Group Ltd (no longer appointed)
FRN 220971 · Appointed 29 Nov 2002 · Until 22 Nov 2004
First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 29 Nov 2002 · Until 4 Feb 2005
Bank of Cyprus Financial Services Limited (no longer appointed)
FRN 220966 · Appointed 29 Nov 2002 · Until 28 Oct 2007
Life's Financial Decisions Limited (no longer appointed)
FRN 208801 · Appointed 25 Nov 2002 · Until 28 Oct 2007
Goldtop Services Ltd (no longer appointed)
FRN 220323 · Appointed 4 Nov 2002 · Until 31 Oct 2006
One Stop Mortgages Ltd (no longer appointed)
FRN 219283 · Appointed 26 Sep 2002 · Until 7 Feb 2005
E-Zee Mortgages Ltd (no longer appointed)
FRN 212870 · Appointed 10 Jun 2002 · Until 8 Feb 2005
Virgina Galloway (no longer appointed)
FRN 210604 · Appointed 22 Mar 2002 · Until 5 Feb 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.