Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Charles Mulcahy
IRN AXM01760
- (1167)CF22 Investment Adviser (Trainee) (20 Jun 2006 to 17 Jul 2007)
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Andrew Charles Vickers
IRN ACV01009
- (2156)CF1 Director (AR) (19 Mar 2004 to 29 Oct 2007)
- (2155)CF4 Partner (AR) (1 Dec 2001 to 19 Mar 2004)
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Andrew Clayton
IRN AXC00214
- (726)CF21 Investment Adviser (22 Jan 2004 to 29 Oct 2007)
- (725)CF22 Investment Adviser (Trainee) (29 May 2003 to 22 Jan 2004)
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Andrew Cooper
IRN AXC01580
- (868)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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Andrew Currie Dewar
IRN ACD00012
- (1580)CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)
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Andrew David Clare
IRN ADC01095
- (1936)Director of firm who is not a certification employee or a SMF manager (25 Nov 2020 to 15 Nov 2022)
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Andrew David Koch
IRN ADK01009
- (2224)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
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Andrew David Stowell
IRN ADS00064
- (2772)CF21 Investment Adviser (22 Sep 2006 to 24 Oct 2006)
- (2771)CF22 Investment Adviser (Trainee) (7 Dec 2005 to 22 Sep 2006)
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Andrew David Townend
IRN ADT00003
- (740)CF1 Director (AR) (1 Dec 2001 to 21 Mar 2003)
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Andrew Dixon
IRN AXD00021
- (1405)CF21 Investment Adviser (22 Dec 2004 to 3 Nov 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Advice Shop York (no longer appointed)
FRN 161279 · Appointed 13 Sep 1991 · Until 2 Jun 2004
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Bridges Estate Agents Limited (no longer appointed)
FRN 164322 · Appointed 1 Sep 1991 · Until 1 Dec 2001
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Christopher Kemp Estate Agents (no longer appointed)
FRN 200907 · Appointed 1 Sep 1991 · Until 13 Mar 2003
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Financial Advice Service (Enfield) (no longer appointed)
FRN 160392 · Appointed 1 Sep 1991 · Until 1 Jun 2004
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Town and Country PS Newcastle Under Lyme (no longer appointed)
FRN 200788 · Appointed 1 Sep 1991 · Until 1 Dec 2001
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En Route Insurance Consultants (no longer appointed)
FRN 157119 · Appointed 20 Aug 1991 · Until 6 Aug 2004
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RJ Harborborough Estate Agents & Valuers (no longer appointed)
FRN 200917 · Appointed 19 Aug 1991 · Until 1 Dec 2001
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Gary Wilfred Dunkerley Partners Estate Agents (no longer appointed)
FRN 175017 · Appointed 1 Aug 1991 · Until 1 Dec 2001
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Basingstoke Mortgage Services (no longer appointed)
FRN 194386 · Appointed 26 Jul 1991 · Until 25 Feb 2003
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Sterling Estate Agents and Valuers (no longer appointed)
FRN 182688 · Appointed 21 Jul 1991 · Until 25 Nov 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee