Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Demedrios Theocharis
IRN DXT00099
- CF21 Investment Adviser (25 Nov 2002 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2002)
Denis Francis Williamson
IRN DFW00012
- CF4 Partner (AR) (1 Dec 2001 to 16 Jun 2003)
Denis William Cooper
IRN DWC01078
- CF22 Investment Adviser (Trainee) (4 Sep 2002 to 23 Oct 2002)
- CF1 Director (AR) (1 Dec 2001 to 19 Nov 2003)
Denise Cowie
IRN DXC01799
- CF1 Director (AR) (1 Nov 2006 to 29 Oct 2007)
Denise Elizabeth Baran
IRN DEB00018
- CF1 Director (AR) (1 Dec 2001 to 20 Nov 2002)
- CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
Derek Andrew Fleming
IRN DAF00018
- CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2002)
Derek David Lyons
IRN DXL00104
- CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2003)
Derek James Kelly
IRN DJK01085
- CF1 Director (AR) (15 Apr 2003 to 21 Dec 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 15 Apr 2003)
Derek James Monaghan
IRN DJM00122
- CF30 Customer (1 Nov 2007 to 1 Nov 2007)
- CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2007)
- CF4 Partner (AR) (1 Dec 2001 to 1 Dec 2006)
Derek John Hale
IRN DJH00104
- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003
Ace Mortgage Services (no longer appointed)
FRN 223484 · Appointed 10 Mar 2003 · Until 30 Dec 2003
Executive Estates Ltd (no longer appointed)
FRN 223483 · Appointed 10 Mar 2003 · Until 10 Apr 2003
Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 10 Mar 2003 · Until 15 Mar 2004
Whitman & Co Limited (no longer appointed)
FRN 223487 · Appointed 10 Mar 2003 · Until 15 Sep 2003
Platinum Financial Partnership Ltd (no longer appointed)
FRN 223473 · Appointed 7 Mar 2003 · Until 24 Apr 2003
G & T Marshall Ltd (no longer appointed)
FRN 223464 · Appointed 7 Mar 2003 · Until 13 Dec 2006
C Johnston & Co (no longer appointed)
FRN 223467 · Appointed 7 Mar 2003 · Until 25 Feb 2004
AJR Financial Services Ltd (no longer appointed)
FRN 223470 · Appointed 7 Mar 2003 · Until 3 Sep 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.