Derek James Monaghan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 20 Sep 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (6 May 2015 to 31 Aug 2023)
  • Finance Planning Wealth Management Limited (no longer approved here)

    FRN 673741

    • Employed By (28 Apr 2015 to 31 Aug 2023)
  • Derek James Monaghan (no longer approved here)

    FRN 484848

    • Employed By (3 Jul 2008 to 26 Jun 2015)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 1 Dec 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 1 Dec 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2007)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF21 Investment Adviser (18 Jan 2007 to 23 Jan 2007)
    • CF4 Partner (AR) (31 Oct 2004 to 1 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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