Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (13 Jul 2022 to 21 Oct 2022)
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- [FCA CF] Functions requiring qualifications (13 Jul 2022 to 21 Oct 2022)
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- [FCA CF] Functions requiring qualifications (4 Mar 2021 to 12 Nov 2021)
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- CF30 Customer (13 Apr 2015 to 27 Jul 2015)
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- CF30 Customer (12 Jul 2013 to 5 Feb 2015)
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- CF30 Customer (21 Aug 2012 to 30 Jul 2013)
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- CF21 Investment Adviser (25 Nov 2002 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2002)
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- CF21 Investment Adviser (25 Nov 2002 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.