Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Adrian Bell
IRN AXB00183
- (2243)CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2006)
Adrian Caswall
IRN AXC00167
- (75)CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2006)
Adrian Geoffrey Marsh
IRN AXM00066
- (701)CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2004)
Adrian John Collins
IRN AJC01322
- (1777)CF1 Director (AR) (8 Oct 2002 to 31 Jul 2006)
- (1776)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jul 2006)
Adrian Jonathan Richings
IRN AJR00063
- (344)CF1 Director (AR) (4 Oct 2007 to 29 Oct 2007)
- (343)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
Adrian Leslie Brown
IRN ALB00024
- (1613)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Adrian Michael Courtney Speed
IRN AMS00012
- (1327)CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2003)
Adrian Stuart Gill
IRN ASG01058
- (1743)CF2 Non Executive Director (AR) (22 May 2006 to 19 Mar 2007)
Adrian Tomaino
IRN AXT00016
- (2555)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Aidan Nigel
IRN AXN01161
- (2132)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)
- (2133)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)

Smaller firms operating under this firm's FCA authorisation.

Wisebrokers Ltd (no longer appointed)
FRN 201142 · Appointed 6 May 1992 · Until 3 Sep 2004
Henlow Insurance Services (no longer appointed)
FRN 134244 · Appointed 1 May 1992 · Until 30 May 2002
Provincial Mortgage Services (no longer appointed)
FRN 200995 · Appointed 1 May 1992 · Until 20 Apr 2006
MBS the Sensible Alternative (no longer appointed)
FRN 165075 · Appointed 1 May 1992 · Until 1 Dec 2001
Hogan & Company (Estate Agents) Ltd (no longer appointed)
FRN 158093 · Appointed 13 Apr 1992 · Until 9 Aug 2004
Theydon Property Services Limited (no longer appointed)
FRN 176745 · Appointed 10 Apr 1992 · Until 18 Feb 2002
Brock Taylor Limited (no longer appointed)
FRN 160589 · Appointed 6 Apr 1992 · Until 30 Jun 2003
Cowan & Rutter (no longer appointed)
FRN 175333 · Appointed 5 Apr 1992 · Until 1 Dec 2001
Right Moves (no longer appointed)
FRN 157838 · Appointed 1 Apr 1992 · Until 1 Dec 2001
Dain Securities Limited (no longer appointed)
FRN 165287 · Appointed 1 Apr 1992 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (45)SMF16 Compliance Oversight
14 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
14 hours ago
controlled function added: (40)[FCA CF] Material risk taker
14 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
14 hours ago
controlled function added: (38)[FCA CF] Significant management
14 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.