Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Adrian Bell
IRN AXB00183
- (2243)CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2006)
Adrian Caswall
IRN AXC00167
- (75)CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2006)
Adrian Geoffrey Marsh
IRN AXM00066
- (701)CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2004)
Adrian John Collins
IRN AJC01322
- (1777)CF1 Director (AR) (8 Oct 2002 to 31 Jul 2006)
- (1776)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jul 2006)
Adrian Jonathan Richings
IRN AJR00063
- (344)CF1 Director (AR) (4 Oct 2007 to 29 Oct 2007)
- (343)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
Adrian Leslie Brown
IRN ALB00024
- (1613)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Adrian Michael Courtney Speed
IRN AMS00012
- (1327)CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2003)
Adrian Stuart Gill
IRN ASG01058
- (1743)CF2 Non Executive Director (AR) (22 May 2006 to 19 Mar 2007)
Adrian Tomaino
IRN AXT00016
- (2555)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Aidan Nigel
IRN AXN01161
- (2132)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)
- (2133)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)

Smaller firms operating under this firm's FCA authorisation.

Town & Cpuntry Property Services Deeside (no longer appointed)
FRN 165119 · Appointed 1 Apr 1993 · Until 24 Apr 2006
Ashton & Perkins (Hornchurch) (no longer appointed)
FRN 162435 · Appointed 1 Apr 1993 · Until 1 Dec 2001
Adams of Cheltenham (no longer appointed)
FRN 161456 · Appointed 31 Mar 1993 · Until 27 Feb 2004
Capital Alliance Limited (no longer appointed)
FRN 161473 · Appointed 26 Mar 1993 · Until 16 Sep 2003
Local Estate Agents (Hemworth) (no longer appointed)
FRN 171647 · Appointed 25 Mar 1993 · Until 25 Feb 2004
Roberts Hunt & Co (no longer appointed)
FRN 164074 · Appointed 25 Mar 1993 · Until 4 Mar 2003
Eglington Financial Services (no longer appointed)
FRN 162309 · Appointed 9 Mar 1993 · Until 9 Aug 2004
Colchester Mortgage Centre (no longer appointed)
FRN 147486 · Appointed 5 Mar 1993 · Until 1 Dec 2001
West End Property Centre (no longer appointed)
FRN 161236 · Appointed 3 Mar 1993 · Until 23 Jul 2002
Saxton Mee Limited (no longer appointed)
FRN 162870 · Appointed 1 Mar 1993 · Until 5 Mar 2002

Updates to this firm's record on the FCA register.

1 hour ago
controlled function added: (46)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (45)SMF16 Compliance Oversight
1 hour ago
controlled function added: (44)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (43)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (42)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
1 hour ago
controlled function added: (40)[FCA CF] Material risk taker
1 hour ago
controlled function added: (39)SMF18 Other Overall Responsibility
1 hour ago
controlled function added: (38)[FCA CF] Significant management
1 hour ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.