Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Adams
IRN DXA00051
- CF1 Director (AR) (6 Sep 2004 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2004)
David Alan Laver
IRN DAL00043
- CF1 Director (AR) (1 Dec 2001 to 27 Nov 2003)
David Alexander Ravely Guest
IRN DAG00072
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Alfred Wills
IRN DAW00029
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
David Allen
IRN DXA00123
- CF1 Director (AR) (1 Dec 2001 to 11 Mar 2003)
David Alyn Merriman
IRN DAM01187
- CF22 Investment Adviser (Trainee) (24 Apr 2006 to 29 Oct 2007)
David Andrew Brooman
IRN DAB00009
- CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Sep 2002 to 2 Apr 2003)
David Andrew Gill
IRN DAG01078
- CF21 Investment Adviser (6 Jan 2005 to 3 Feb 2006)
David Andrew Matthews-Hillyard
IRN DAM00038
- CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2005)
David Ansell
IRN DBA00001
- CF21 Investment Adviser (22 Dec 2004 to 23 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
Pat Beech Mortgage & Financial Services (no longer appointed)
FRN 214187 · Appointed 11 Mar 2003 · Until 11 Oct 2006
The Mortgage Advice Centre (St Helens) (no longer appointed)
FRN 214212 · Appointed 11 Mar 2003 · Until 1 Jul 2004
Moorpride Limited (no longer appointed)
FRN 223485 · Appointed 10 Mar 2003 · Until 3 Sep 2004
Mortgage & Pension Advice Centre (no longer appointed)
FRN 159118 · Appointed 10 Mar 2003 · Until 1 Sep 2004
Ashley Adams GT Melbourne (no longer appointed)
FRN 223482 · Appointed 10 Mar 2003 · Until 31 Oct 2006
Millbyrn Financial Services (no longer appointed)
FRN 214172 · Appointed 10 Mar 2003 · Until 18 Mar 2004
Michael Anthony (St Albans) (no longer appointed)
FRN 223481 · Appointed 10 Mar 2003 · Until 2 Dec 2003
Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.