Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Julian Ronald Hunt
IRN JRH00085
- (2777)CF22 Investment Adviser (Trainee) (25 Jan 2007 to 29 Oct 2007)
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Julie Ann Cogger
IRN JAP00067
- (891)CF21 Investment Adviser (1 Dec 2001 to 11 May 2006)
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Julie Barbara Taylor
IRN JBT00007
- (469)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
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Julie Gilby Wiggs
IRN JXG00107
- (193)CF1 Director (AR) (1 Dec 2001 to 22 Jan 2004)
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Julie Margaret Errington
IRN JME00018
- (1716)CF7 Sole Trader (AR) (1 Dec 2001 to 9 Jan 2007)
- (1715)CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2002)
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Julie Marie Pinkney
IRN JMP00045
- (1597)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
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Julie Pattemore
IRN JXE00026
- (2196)CF21 Investment Adviser (4 Nov 2005 to 13 Jul 2006)
- (2195)CF22 Investment Adviser (Trainee) (29 Nov 2004 to 4 Nov 2005)
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June Banks
IRN JXM00247
- (112)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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June Heather Parkinson
IRN JHP00017
- (175)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
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June Lillian Woodhead
IRN JLW00003
- (1292)CF21 Investment Adviser (22 Dec 2004 to 31 Jul 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
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Pat Beech Mortgage & Financial Services (no longer appointed)
FRN 214187 · Appointed 11 Mar 2003 · Until 11 Oct 2006
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The Mortgage Advice Centre (St Helens) (no longer appointed)
FRN 214212 · Appointed 11 Mar 2003 · Until 1 Jul 2004
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Mortgage & Pension Advice Centre (no longer appointed)
FRN 159118 · Appointed 10 Mar 2003 · Until 1 Sep 2004
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Ashley Adams GT Melbourne (no longer appointed)
FRN 223482 · Appointed 10 Mar 2003 · Until 31 Oct 2006
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Millbyrn Financial Services (no longer appointed)
FRN 214172 · Appointed 10 Mar 2003 · Until 18 Mar 2004
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Michael Anthony (St Albans) (no longer appointed)
FRN 223481 · Appointed 10 Mar 2003 · Until 2 Dec 2003
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Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
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Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee