Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 21 Feb 2012)
- CF30 Customer (since 21 Feb 2012)
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Hunt Minas Wealth Management Ltd
FRN 574949
- (2)Employed By (since 21 Feb 2012)
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- CF30 Customer (5 May 2009 to 10 Feb 2012)
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- CF30 Customer (25 Jul 2008 to 4 May 2009)
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- CF22 Investment Adviser (Trainee) (25 Jan 2007 to 29 Oct 2007)
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- CF22 Investment Adviser (Trainee) (25 Jan 2007 to 29 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2006)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.