Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 30 Apr 2026)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Nov 2024)
    • CF1 Director (AR) (23 Nov 2019 to 14 Nov 2024)
  • CP Financial Solutions Ltd (no longer approved here)

    FRN 422760

    • Employed By (23 Nov 2019 to 14 Nov 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 13 Aug 2008)
    • CF21 Investment Adviser (19 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jul 2006 to 19 Feb 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (4 Nov 2005 to 13 Jul 2006)
    • CF22 Investment Adviser (Trainee) (29 Nov 2004 to 4 Nov 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (4 Nov 2005 to 13 Jul 2006)
    • CF22 Investment Adviser (Trainee) (29 Nov 2004 to 4 Nov 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.