Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Alexander Jamieson
IRN ASJ00006
- (2372)CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2004)
-
Alexander John Darlow
IRN AJD01292
- (2818)CF30 Customer (1 Nov 2007 to 14 Jan 2008)
- (2819)CF22 Investment Adviser (Trainee) (24 Sep 2007 to 31 Oct 2007)
-
Alexander Michael Merrick
IRN AMM00081
- (1155)CF22 Investment Adviser (Trainee) (15 Aug 2007 to 29 Oct 2007)
-
Alexander Mitchell
IRN AXM00216
- (985)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (984)CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2002)
-
Alexander Morrow
IRN AXM00214
- (1530)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
-
Alexander Paul Cave
IRN APC00037
- (2962)CF21 Investment Adviser (14 Jul 2006 to 29 Oct 2007)
- (2961)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 14 Jul 2006)
-
Alexander Pavel Richards
IRN APR01099
- (304)CF22 Investment Adviser (Trainee) (14 May 2007 to 29 Oct 2007)
-
Alexander Ross Knaggs
IRN ARK00017
- (1779)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jun 2004)
- (1780)CF4 Partner (AR) (1 Dec 2001 to 28 Jun 2004)
-
Alfred George Jones
IRN AGJ00014
- (1725)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
-
Alfred Walton
IRN AXW00136
- (279)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Sharman Quigley & Faulkner (no longer appointed)
FRN 176326 · Appointed 1 Jan 1994 · Until 25 Apr 2006
-
Adam Kennedy Estate Agents (no longer appointed)
FRN 175095 · Appointed 1 Jan 1994 · Until 9 Jul 2002
-
Graham Butt Estate Agents (no longer appointed)
FRN 185852 · Appointed 1 Jan 1994 · Until 18 May 2004
-
Clive Gill Financial Services (no longer appointed)
FRN 175601 · Appointed 1 Jan 1994 · Until 25 Feb 2002
-
Adam Kennedy Nelson & Bowling Woodford (no longer appointed)
FRN 175139 · Appointed 25 Dec 1993 · Until 22 Jun 2005
-
Athertons Financial Services (no longer appointed)
FRN 175103 · Appointed 20 Dec 1993 · Until 1 Dec 2001
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (46)SMF7 Group Entity Senior Manager
-
controlled function added: (45)SMF16 Compliance Oversight
-
controlled function added: (44)SMF7 Group Entity Senior Manager
-
controlled function added: (43)SMF7 Group Entity Senior Manager
-
controlled function added: (42)SMF7 Group Entity Senior Manager
-
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
-
controlled function added: (40)[FCA CF] Material risk taker
-
controlled function added: (39)SMF18 Other Overall Responsibility
-
controlled function added: (38)[FCA CF] Significant management
-
controlled function added: (37)[FCA CF] Manager of certification employee