Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Phillip Hoye
IRN PXH00154
- (2346)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
-
Phillip Vincent
IRN PXV00003
- (2572)CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2003)
-
Poh Cheong Foong
IRN PCF00008
- (239)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)
-
Polly Barrett
IRN PXB00200
- (1546)CF21 Investment Adviser (1 Dec 2001 to 23 May 2007)
-
Rachard Cassem
IRN RXC01600
- (1971)CF21 Investment Adviser (17 Apr 2007 to 29 Oct 2007)
- (1970)CF22 Investment Adviser (Trainee) (17 Mar 2006 to 17 Apr 2007)
-
Rachel Anne Hancock
IRN RAH00051
- (1600)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
-
Rachel Glenys Whiteside-Blaxter
IRN RXF01155
- (2237)CF22 Investment Adviser (Trainee) (13 Apr 2007 to 29 Oct 2007)
-
Rachel Helen Cornes
IRN RHW00012
- (1911)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Jan 2002)
-
Rachel Jane Birtwell
IRN RJB00122
- (2709)CF22 Investment Adviser (Trainee) (18 Apr 2007 to 29 Oct 2007)
-
Rajinder Singh Dhesi
IRN RSD00013
- (276)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Feb 2003)
- (275)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
-
John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
-
Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
-
Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
-
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
-
A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (46)SMF7 Group Entity Senior Manager
-
controlled function added: (45)SMF16 Compliance Oversight
-
controlled function added: (44)SMF7 Group Entity Senior Manager
-
controlled function added: (43)SMF7 Group Entity Senior Manager
-
controlled function added: (42)SMF7 Group Entity Senior Manager
-
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
-
controlled function added: (40)[FCA CF] Material risk taker
-
controlled function added: (39)SMF18 Other Overall Responsibility
-
controlled function added: (38)[FCA CF] Significant management
-
controlled function added: (37)[FCA CF] Manager of certification employee