Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul James Higham
IRN PJH01375
- (1975)CF22 Investment Adviser (Trainee) (11 Jul 2006 to 29 Oct 2007)
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Paul James Ivens
IRN PJI00003
- (1850)CF4 Partner (AR) (1 Dec 2001 to 15 Mar 2005)
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Paul James Nicklinson
IRN PJN00016
- (2326)CF21 Investment Adviser (18 Jan 2002 to 15 Apr 2002)
- (2325)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jan 2002)
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Paul James Ripley
IRN PJR00045
- (2428)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
- (2427)CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2003)
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Paul James Robinson
IRN PJR01147
- (990)CF1 Director (AR) (26 Jul 2002 to 23 Mar 2006)
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Paul James Ruscoe
IRN PJR00086
- (1402)CF30 Customer (1 Nov 2007 to 20 Oct 2011)
- (1403)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Paul James Woodward
IRN PJW00056
- (2021)CF1 Director (AR) (7 Sep 2004 to 19 Mar 2007)
- (2020)CF4 Partner (AR) (1 Dec 2001 to 22 Sep 2004)
- (2019)CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
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Paul Jarman
IRN PXJ00019
- (683)CF21 Investment Adviser (5 Jul 2007 to 29 Oct 2007)
- (682)CF22 Investment Adviser (Trainee) (2 Mar 2006 to 5 Jul 2007)
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Paul John Merritt
IRN PJM00071
- (1778)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
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Paul John Mitchener
IRN PJM01348
- (1774)CF29 Significant management (1 Nov 2007 to 31 May 2009)
- (1775)CF16 Significant Mgt (Desgntd Investment Business) (19 Jan 2007 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
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John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
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Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
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Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
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Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
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A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee