Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Mar 2023)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 7 Mar 2023)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (31 Oct 2004 to 19 Mar 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF1 Director (AR) (7 Sep 2004 to 19 Mar 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 22 Sep 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (AR) (7 Sep 2004 to 19 Mar 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 22 Sep 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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