Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 8 May 2026)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Sep 2022)
    • SMF4 Chief Risk (9 Dec 2019 to 1 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 4 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Sep 2022)
    • CF10 Compliance Oversight (29 Mar 2010 to 8 Dec 2019)
    • CF1 Director (29 Mar 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Mar 2010 to 8 Dec 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF29 Significant management (1 Nov 2007 to 31 May 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Jan 2007 to 31 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF29 Significant management (1 Nov 2007 to 31 May 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Jan 2007 to 31 Oct 2007)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF14 Risk Assessment (31 Oct 2004 to 10 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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