Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark David Battson
IRN MDB00036
- (2329)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
Mark David Goodwin
IRN MDG00017
- (1341)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Mark David Hodge
IRN MDH00023
- (2824)CF21 Investment Adviser (6 Mar 2006 to 29 Oct 2007)
- (2823)CF22 Investment Adviser (Trainee) (12 Jul 2005 to 6 Mar 2006)
Mark Douglas Jordy
IRN MDJ01021
- (44)SMF7 Group Entity Senior Manager (since 22 Aug 2020)
- (3060)Director of firm who is not a certification employee or a SMF manager (24 Mar 2021 to 26 Jan 2023)
Mark Edward Bogusz
IRN MEB01097
- (907)CF4 Partner (AR) (1 Dec 2001 to 18 Aug 2004)
Mark Gibson
IRN MXG00113
- (1202)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (1201)CF22 Investment Adviser (Trainee) (8 Oct 2002 to 2 Apr 2003)
Mark Graeme Sullman
IRN MGS00029
- (1387)CF21 Investment Adviser (22 Jul 2002 to 1 Aug 2002)
- (1386)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Jul 2002)
Mark Hall
IRN MWH01090
- (43)SMF7 Group Entity Senior Manager (since 29 Apr 2021)
- (2970)[FCA CF] Material risk taker (1 Apr 2020 to 10 May 2021)
- (2971)[FCA CF] Significant management (1 Apr 2020 to 10 May 2021)
Mark Heil
IRN MVH00003
- (2487)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)
Mark Hudson
IRN MXH00129
- (2987)CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2005)

Smaller firms operating under this firm's FCA authorisation.

Revell Turner & Wass Ltd (no longer appointed)
FRN 407214 · Appointed 9 Oct 2007 · Until 28 Oct 2007
Mortgage Decisions Ltd (no longer appointed)
FRN 200914 · Appointed 21 Sep 2007 · Until 29 Oct 2007
TMS Financial Ltd (no longer appointed)
FRN 472023 · Appointed 23 Aug 2007 · Until 28 Oct 2007
Booth & Co (Property) Ltd (no longer appointed)
FRN 223463 · Appointed 6 Jul 2007 · Until 28 Oct 2007
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jun 2007 · Until 28 Oct 2007
Mortgage Information Ltd (no longer appointed)
FRN 410643 · Appointed 10 May 2007 · Until 28 Oct 2007
Acorn Limited (no longer appointed)
FRN 414761 · Appointed 23 Apr 2007 · Until 28 Oct 2007
Now Mortgages LLP (no longer appointed)
FRN 408709 · Appointed 2 Feb 2007 · Until 28 Oct 2007
Thameside Mortgage & Protection Ltd (no longer appointed)
FRN 404442 · Appointed 27 Dec 2006 · Until 28 Oct 2007
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 20 Dec 2006 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.