Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Claire Dorothy Lipscomb
IRN CDL00027
- (2268)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)
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Claire Edington
IRN CXE01362
- (1870)[FCA CF] Material risk taker (15 Jul 2021 to 1 Nov 2021)
- (1872)[FCA CF] Significant management (9 Dec 2019 to 1 Nov 2021)
- (1871)[FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2021)
- (1869)CF29 Significant management (9 Sep 2019 to 8 Dec 2019)
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Claire Elaine Evans
IRN CEE01022
- (1342)CF29 Significant management (1 Jul 2011 to 16 Nov 2012)
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Claire Hazle
IRN CXH00653
- (8)[FCA CF] Significant management (since 3 Apr 2023)
- (2597)[FCA CF] Material risk taker (3 Apr 2023 to 30 Nov 2023)
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Claire Jane Jones
IRN CJJ00014
- (198)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
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Claire Louise Cuthbert
IRN CLC00023
- (1170)CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2004)
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Claire Louise Mills
IRN CLM00014
- (74)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Claire Louise Wallace
IRN CLW01099
- (3126)SMF16 Compliance Oversight (20 Jan 2020 to 28 Feb 2020)
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Claire Louise Wells
IRN CLG00017
- (781)CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2003)
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Claire Phillips
IRN CXP00151
- (2622)[FCA CF] Material risk taker (12 May 2021 to 3 Aug 2023)
- (2623)[FCA CF] Significant management (25 Jan 2021 to 2 Jan 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Parkers Estate Agent Limited (no longer appointed)
FRN 201229 · Appointed 26 Feb 1999 · Until 25 Feb 2002
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Mortgages UK Direct Limited (no longer appointed)
FRN 201256 · Appointed 8 Feb 1999 · Until 27 Aug 2003
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Giles Dodds & Craig Pearson (no longer appointed)
FRN 191903 · Appointed 4 Feb 1999 · Until 2 Oct 2002
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Butters Financial Services (no longer appointed)
FRN 201237 · Appointed 1 Feb 1999 · Until 20 Jan 2004
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Pattison Lane Estate Agents Limited (no longer appointed)
FRN 201240 · Appointed 21 Dec 1998 · Until 9 Feb 2004
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Pinnacle Financial Solutions (no longer appointed)
FRN 201241 · Appointed 8 Dec 1998 · Until 27 Jun 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3103)SMF3 Executive Director
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controlled function added: (3102)SMF18 Other Overall Responsibility
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controlled function added: (3101)CF1 Director (AR)
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controlled function added: (3100)CF22 Investment Adviser (Trainee)
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controlled function added: (3099)CF1 Director (AR)
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controlled function added: (3098)CF22 Investment Adviser (Trainee)
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controlled function added: (3097)CF20 Significant Mgt (Settlements)
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controlled function added: (3096)CF21 Investment Adviser
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controlled function added: (3095)CF1 Director (AR)
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controlled function added: (3094)CF21 Investment Adviser