Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Simon Sparrow
IRN CSS00015
- (1053)CF15 Internal Audit (1 Dec 2001 to 12 Oct 2007)
Christopher Teschmacher
IRN CXT01432
- (1895)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Christopher Thorpe
IRN CXT01332
- (2889)CF22 Investment Adviser (Trainee) (30 Aug 2007 to 29 Oct 2007)
Christopher Trevor Lunn
IRN CTL00005
- (258)CF21 Investment Adviser (17 Apr 2007 to 29 Oct 2007)
- (257)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 17 Apr 2007)
Christopher William Payne
IRN CWP00001
- (1699)CF4 Partner (AR) (1 Dec 2001 to 15 Mar 2005)
Christopher William Spillane
IRN CWS00006
- (2790)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
Christopher, Victor Griffin
IRN CVG00001
- (3074)CF1 Director (AR) (1 Dec 2001 to 13 Apr 2012)
Christy Corbett Morrison
IRN CCM01082
- (1916)[FCA CF] Manager of certification employee (1 Apr 2020 to 24 Oct 2024)
Ciara Marie Mathews
IRN CMM01130
- (971)CF21 Investment Adviser (21 Mar 2007 to 29 Oct 2007)
- (970)CF22 Investment Adviser (Trainee) (19 Jun 2006 to 21 Mar 2007)
Claire Aley
IRN CXA46677
- (2836)[FCA CF] Material risk taker (9 Dec 2019 to 9 May 2025)
- (2837)[FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2023)

Smaller firms operating under this firm's FCA authorisation.

Wareham Financial Services (no longer appointed)
FRN 201273 · Appointed 14 Apr 1999 · Until 1 Dec 2001
Ellis & Co (no longer appointed)
FRN 201266 · Appointed 7 Apr 1999 · Until 23 Mar 2004
Richard Poyntz & Company (no longer appointed)
FRN 201265 · Appointed 1 Apr 1999 · Until 5 Apr 2005
Howard Davies (no longer appointed)
FRN 201251 · Appointed 30 Mar 1999 · Until 20 Apr 2006
CJ Hole Estate Agents (no longer appointed)
FRN 201253 · Appointed 30 Mar 1999 · Until 20 Apr 2006
Adam Kennedy Walthamstow (no longer appointed)
FRN 201252 · Appointed 30 Mar 1999 · Until 23 Nov 2004
Ambergate Mortgage & Finance Services (no longer appointed)
FRN 201243 · Appointed 25 Mar 1999 · Until 1 Dec 2001
Gilbert & Thomas Estate Agents (no longer appointed)
FRN 201239 · Appointed 17 Mar 1999 · Until 19 Apr 2002
BM Douglas Mortgage Services (no longer appointed)
FRN 201238 · Appointed 15 Mar 1999 · Until 12 Aug 2002
Rod Wilcock Financial Services (no longer appointed)
FRN 201245 · Appointed 1 Mar 1999 · Until 3 Dec 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.