Christopher William Spillane

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Jul 2010)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (7 Oct 2004 to 20 Dec 2004)
    • CF7 Sole Trader (AR) (7 Oct 2004 to 31 Dec 2004)
  • Spillane & Co Wealth Management Ltd

    FRN 408201

    • (3)Employed By (since 27 Apr 2005)
    • (8)Employed By (7 Oct 2004 to 31 Dec 2004)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (29 May 2002 to 9 Jan 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 May 2002)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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