Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lisa Caroline Thomas
IRN LCD00007
- (1945)CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2003)
Lisa Jane Berrido
IRN LJR00006
- (2825)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
Lisa Jayne Barnes
IRN LJB01086
- (1859)CF4 Partner (AR) (30 Sep 2002 to 9 Nov 2004)
Liz Harrison-Flynn
IRN EXH00064
- (2626)[FCA CF] Material risk taker (12 May 2021 to 30 Nov 2022)
- (2627)[FCA CF] Significant management (17 Nov 2020 to 30 Nov 2022)
Lloyd Derek Holyhead
IRN LDH00005
- (2180)CF21 Investment Adviser (7 Nov 2006 to 13 Jul 2007)
- (2179)CF22 Investment Adviser (Trainee) (5 Dec 2005 to 7 Nov 2006)
Lloyd Prideaux Richards
IRN LPR00005
- (2846)CF4 Partner (AR) (25 Oct 2002 to 22 Mar 2005)
- (2845)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
Loraine Carole Watt
IRN LCW00008
- (437)CF4 Partner (AR) (1 Dec 2001 to 13 Sep 2002)
Lorraine Honora Dutton
IRN LHD00004
- (1511)CF4 Partner (AR) (1 Dec 2001 to 21 Feb 2005)
Louisa Emily Williams
IRN LET01015
- (3116)CF21 Investment Adviser (7 Jun 2007 to 29 Oct 2007)
- (3115)CF22 Investment Adviser (Trainee) (30 May 2006 to 7 Jun 2007)
Louisa Jane Ferguson
IRN LJP00016
- (1311)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Group (NI) Ltd (no longer appointed)
FRN 232427 · Appointed 26 Mar 2004 · Until 28 Oct 2007
Reach 4 Solutions Ltd (no longer appointed)
FRN 232250 · Appointed 17 Mar 2004 · Until 28 Oct 2007
Henry Graham (NI) Ltd (no longer appointed)
FRN 230888 · Appointed 8 Jan 2004 · Until 18 May 2004
Mortimers Estate Agents Ltd (no longer appointed)
FRN 229480 · Appointed 17 Nov 2003 · Until 8 Aug 2005
Barfield Mortgage Services (Northampton) Ltd (no longer appointed)
FRN 228958 · Appointed 15 Oct 2003 · Until 7 Jun 2007
Barfield Mortgage Services (Milton Keynes) Ltd (no longer appointed)
FRN 228636 · Appointed 25 Sep 2003 · Until 9 May 2007
ERL Financial Services Ltd (no longer appointed)
FRN 226503 · Appointed 18 Jul 2003 · Until 18 Oct 2004
Chambers Financial Advisers Ltd (no longer appointed)
FRN 225840 · Appointed 27 Jun 2003 · Until 7 Sep 2004
Ahronson Mortgage Services Ltd (no longer appointed)
FRN 225513 · Appointed 13 Jun 2003 · Until 29 Sep 2004
Screetons Financial Services (no longer appointed)
FRN 161280 · Appointed 22 May 2003 · Until 20 Oct 2005

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.